Public Utilities Reports

PUR Guide 2012 Fully Updated Version

Available NOW!
PUR Guide

This comprehensive self-study certification course is designed to teach the novice or pro everything they need to understand and succeed in every phase of the public utilities business.

Order Now

Trading Spaces? Will CFTC Move Into FERC's House?

Will the CFTC move Into FERC's house?
Fortnightly Magazine - January 2004
  1. (15 U.S.C. § 78J(B)), 37 A.L.R.2d 649 (2002).
  2. U.S.C. 18.
  3. U.S.C. 1961-1968.
  4. U.S.C. 78(j) provides that it shall be unlawful for any person to employ, in the purchase or sale of any security, any manipulative device as defined by the SEC or in contravention of such rules and regulations as the SEC may prescribe.
  5. U.S.C. 13b (to be used together with the "death sentence" provisions of section 6, 7 U.S.C. 9, 15) provides that if any person is manipulating or attempting to manipulate the market price of any commodity in interstate commerce or for future delivery on or subject to the rules of an exchange (or has done so in the past), or has otherwise violated the CEA or any of the rules, regulations, or orders of the CFTC under the CEA, the CFTC may issue a cease and desist order, the violation of the terms of which will be penalized.
  6. These are reported at the CFTC Web site,

Articles found on this page are available to subscribers only. For more information about obtaining a username and password, please call our Customer Service Department at 1-800-368-5001.